Social Media Disclosures

IMPORTANT CONSUMER INFORMATION AND FIRM REQUIRED SOCIAL MEDIA DISCLOSURES

Securities offered through Royal Alliance Associates, Inc., member FINRA/SIPC. Investment advisory services offered through Schmitz Capital Partners, a Registered Investment Advisor not affiliated with Royal Alliance Associates, Inc.

This communication is strictly intended for individuals residing in the states of AR, AZ, CA, CO, GA, HI, IA, ID, MA, MT, NJ, NV, NY, OH, OR and WA.
No offers may be made or accepted from any resident outside the specific state(s) referenced.


A Broker/dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker/dealer, investment adviser, BD agent, or IA registration requirements as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker/dealer, investment, adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.
Investments in securities involve risk, including the potential loss of principal invested.

IMPORTANT

Please contact mike@schmitzcapital.com or steve@schmitzcapital.com or by calling (415) 381-9075.  The social media site may contain links to articles or other information that are contained on a third party website. Schmitz Capital Partners (“SCP”) and Royal Alliance Associates (“RAA”) do not endorse or accept responsibility for the content, or the use, of the web site. SCP and RAA assume no liability for any inaccuracies, errors or omissions in or from any data or other information provided on the pages.

SCP and RAA are not affiliated with any social media website.  We do not expressly or implicitly adopt or endorse any of the expressions, opinions or content posted by fans or any third-parties on social media sites. We do not control, serve, adopt or endorse any content that  may be published on any social media site. No part of any social media site is intended to make a recommendation or state a testimonial for or about a security, service or product, or to provide investment, tax or any other advice. At our discretion, we may block followers or remove comments for any reason.  We request that you keep your comments within the purposes of this site. In your comments, please avoid specific mention or discussions about investment advice or products, specific securities or investments, or trading strategies.  The entire content of the site, including third party posts, is archived by the broker-dealer to comply with securities regulations. 

It is up to you to read and understand the privacy policies and terms of service for each social media site you participate in, which includes joining any groups.  While we have a presence on one or more social media pages, we have no control over how the social media sites or other third parties will use the information you share.  To view the privacy policy of our broker-dealer, please go to the Privacy Policy link on the Schmitz Capital Partners website or view it below:

http://www.royalalliance.com/sites/royalalliance.com/files/docs/Privacy-Policy-RAA.pdf

IMPORTANT

We do not provide customer service or enable financial transactions through any social media site. Should any client of the firm have questions or concerns that are specific to their account(s), please contact our office directly. You should never post personal, account or transaction information anywhere on this site.

“Likes”, “Favorites” or other similar functionality available through social media sites should not be considered a positive reflection of the services offered by Schmitz Capital Partners, Steven J. Schmitz or Michael J. Schmitz.  Visitors to this page must avoid posting positive reviews of their experiences with the adviser or its services as such testimonials are prohibited under state and federal securities laws and may not reflect the experience of all clients of Steven J. Schmitz or Michael J. Schmitz.

In certain instances, direct messages may be sent through social media sites.  Such messages, which may be confidential and/or privileged, are intended for use only by the intended recipient, any review; copying, distribution or use of these transmissions is strictly prohibited.  If you receive a message in error, please (i) notify the sender immediately and (ii) destroy all copies of the message.

IMPORTANT

Please note that the inclusion of the above disclosure does not guarantee a safe harbor from actions securities regulators may take if any social media