INVESTMENT ADVISORY SERVICES

We believe that trusted, objective advice is critical when considering investment decisions. Without an unbiased perspective, advisors canít make truly informed decisions about suitability of investments for clients.

As a dually-registered registered Investment Advisor representatives, we offer access to a full range of securities and investment vehicles to help meet our clientís specific requirements including:

  • Mutual Funds
    • Domestic (U.S.)
    • International (Developed and Emerging Markets)
    • Global (Blended Domestic and International)
    • Market Capitalization Specific (Large Cap, Mid-Cap, Small Cap, etc.)
    • Security-Specific (Bank Loans, Municipal Bonds, etc.)
    • Sector-Specific (Technology, Healthcare, etc.)
    • County-Specific (Brazil, Russia, India, China, etc.)
    • Specialty Funds (Commodity, Real Estate, etc.)
    • Closed End Funds
  • Stocks
  • Corporate Bonds
  • Municipal Bonds
  • High Yield Bonds
  • Treasury Securities (T-Bills, Notes, Bonds, Zero Coupon, Bonds, etc.)
  • Real Estate Investment Trusts (REITís)
  • Education Funding (529 Plans, Custodial Plans, Trusts, etc.)
  • Brokered Certificate of Deposit (CD)
  • Money Market Accounts
  • Fixed and Variable Annuities
  • Alternative Investments

All accounts can be reviewed confidentially, on a daily basis from our secure web site.  Detailed monthly statements are available via the web, or via mail, to each client.  Each monthly statement is produced and delivered by our independent third-party custodian, Pershing LLC.  Each statement includes a detailed and complete record of all account positions, valuation, and activity in the account since the last statement period.

Schmitz Capital Partners leverages our collective experience to assist our clients in making informed investment decisions.  We assist clients in objectively analyzing investment alternatives and determining suitable portfolio allocations in pursuit of risk-adjusted returns.  We recommend various options and strategies after thoroughly understanding each client in the context of their stated return requirements and tolerance for risk.  Performance reviews are typically conduced on an annual basis, but depending upon the size of the portfolio and the clientís needs, the reviews can occur more frequently.


Investing involves risks in regards to all of the investment products mentioned here, including the potential loss of principal.

Mutual funds and variable annuities are sold by prospectus. Please consider the investment objectives, risks, charges, and expenses carefully before investing. The prospectus, which contains this and other information about the mutual fund and the variable annuity contract and underlying funds can be obtained from your financial professional. Be sure to read the prospectus carefully before deciding whether to invest.