OUR INVESTMENT PROCESS

Investment management demands more than simply allocating assets across various diversified investment vehicles. Delivering on our promise to provide customized investment advice is an involved undertaking and is grounded in our highly-developed investment philosophy and investment process.

We believe that a comprehensive review of our client's financial profile and clear understanding of their current needs and future objectives are essential to developing customized investment plan. To help ensure clarity and continuity in the management of your investments, we have identified seven phases in our investment process which we believe help us better understand each client as we move toward executing a long-term plan.

Our investment process allows us to:

  • Educate our clients about various investment methodologies so that they can make informed decisions about which ones are appropriate for their particular situation
  • Help nudge clients to articulate their current lifestyle needs, long-term family needs, expectations for retirement, career aspirations, business affairs and other interests
  • Gain a deeper, broader understanding of client values, current requirements, future goals, investment time horizon and tolerance for risk
  • Work closely with each client to assure individual attention and an investment product mix that meets their unique needs
  • Create a flexible, customized plan that aligns with each client's particular situation
  • Develop simple, succinct investment policies that are designed to clearly address the specific goals each client
  • Maintain a systematic and disciplined approach to help keep the investment plan on track throughout each step of the investment process

DISCOVER

DEFINE

DEVELOP

DESIGN

CONSTRUCT

MONITOR

EVALUATE


Investing involves risk including the potential loss of principal. No investment strategy or product can guarantee a profit or protect against loss in periods of declining values. Past performance is no guarantee of future results.

Investors should carefully consider the investment objectives, risks, charges and expenses of mutual funds. This and other important information is contained in the prospectuses, which can be obtained by contacting your financial professional and should be read carefully before investing.